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Now that the SIGGRAPH 2010 paper deadline is over, I thought it worth mentioning ways in which you can retain full use of your own images, should you be fortunate enough to have your work accepted for publication. This isn’t meant as an “ACM’s copyright policy is bad” article, rather it presents some possible workarounds while waiting for the policy to be improved. Think of these ideas as code patches.

A number of graphics people were talking about the ACM’s copyright policy. James O’Brien wrote:

I also am bothered by the fact that ACM claims to own images used in a publication. For example, if I render an image and use it to illustrate a paper, ACM now claims to own the copyright on the image and I am limited in what I can use that image for in the future. I’d like included images and other non-text content to be treated similarly to how 3rd party images are currently treated so that the authors retain copyright to the images and only grant ACM unlimited permission to use.

Larry Gritz replied:

James, why are you more bothered by “I painted the image, now they claim ownership” than “I wrote the words, now they claim ownership”? Aren’t they essentially the same situation?

James responded:

Not really, at least not to me. The images often represent a huge amount of work to demonstrate some algorithm. The words I wrote in an afternoon and I can always write some more words that say roughly the same thing if I had to. The images also have uses beyond the paper. For example, if “Time” magazine writes an article about me, they will want to run the images, or if a textbook author decides to talk about my algorithms s/he may want the images to illustrate the book. I also don’t see the argument for why ACM would benefit by owning the images. It’s a case where it costs the author something but gains ACM nothing, so why not change the policy to maximize everyone’s benefit?

In further discussions, we identified a few different ways to be able to use your own images. Mine is one that was first mentioned in the Ray Tracing News in 2005:

My advice (worth exactly nothing in court) to anyone publishing nowadays is to make two images of any image to be published, one from a fairly different view, etc. In this way you can reuse and grant rights to the second, unpublished image as you wish. That said, there’s an area of law where you compare one photo with another and if they match by 80% (by some eyeballing metric), then they’re considered the same photo for purposes of copyright. Usually this is meant to protect one photographer’s composition from being reused by another. What it means to 3D computer graphics, where it’s easy to change the view, etc., remains to be seen. Still, ACM’s rights to your work are less clear for a new, different image. This sort of thing is small potatoes, but taking action so that you have images and videos you fully own then removes the hassle-factor of granting permission to others wanting to use your work.

James O’Brien said the following:

I’ve bumped into this copyright issue with images a few times. The first was when a book author wanted to use an image of mine in her text. I said yes, but she was subsequently told by ACM that she needed ACM’s permissions and she had to pay a fee and include a notice crediting ACM rather than me.

If you are willing to be persistent, you can keep ownership of your copyright for your whole paper and just grant ACM unlimited permission. I did this in 2005 and if you download “Animating Gases with Hybrid Meshes,” SIGGRAPH 2005, from the DL you will see the copyright notice says “copyright held by author”. That was inserted by them instead of the regular notice after several days of discussion on the phone. It was very unclear what the motivation was for the ACM to insist on owning the images.

If the images are owned by a 3rd party they can only ask you to get permission. After 2005, I did a few papers where I included a note that the images were all copyright by UC Berkeley and used with permission. It’s not clear if that sort of note means anything.

The latest version of the ACM copyright form I’ve seen requires you to fill out an addendum listing 3rd-party-owned components and you have to get a separate permission form for them. My paper in SCA this summer required this form (images owned by Lucas Arts). It was a hassle to get Lucas to sign off on the permissions. But that’s not ACM’s fault… in fact Stephen Spencer was very flexible.

An anonymous person wrote:

Another option would be for people concerned about this to set up an organization, call it Digital Images LLC, that you assign the copyright to as soon as you generate the image. (That will likely require the permission of your university or employer, since the image is arguably a work-made-for-hire under the copyright law and therefore owned by the employer.)

Digital Images LLC then licenses its copyright in the images so that you can use it in papers, books, or other works. As far as ACM is concerned, it’s just like if you used a figure from another source with permission. The ACM policy makes that clear:

The author’s copyright transfer applies only to the work as a whole, and not to any embedded objects owned by third parties. An author who embeds an object, such as an art image that is copyrighted by a third party, must obtain that party’s permission to include the object, with the understanding that the entire work may be distributed as a unit in any medium.

So, there are at least three ways where you can retain full rights to your own images. Mine is “make another”, James’ is “request an exception”, and there’s finally “create an LLC”. If you have another, have information about the use of any of these, or just plain have an opinion, please comment.

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By Naty Hoffman

In 2008, legislation was passed requiring all NIH-funded researchers to submit their papers to an openly available repository within a year of publication.  Even this modest step towards full open access was immediately attacked by rent-seeking scientific publishers.

More recently the White House Office of Science and Technology Policy started to collect public feedback on expanding open access.  The first phase of this process ends on December 20th.

From ACM’s official comment, it is clearly joining the rent-seekers.  This is perhaps not surprising, considering the recent ACM take-down of Ke-Sen Huang’s paper link pages (Bernard Rous, who signed the comment, is also the person who issued the take-down).  In the paper link case ACM did eventually see reason.  At the time, I naively believed this marked a fundamental change in ACM’s approach; I have been proven wrong.

ACM’s comment can be found towards the bottom of this link; I will quote the salient parts here for comment.

ACM: “We think it is imperative that deposits be made in institutional repositories vs. a centralized repository…”

A centralized repository is more valuable than a scattering of papers on author’s institutional web pages.  ACM evidently agrees, given that it has gone to the trouble of setting up just such a repository (the Digital Library).  ACM’s only problem with a central, open access repository is that it would compete with its own (closed) one.  Since an open repository contributes far more value to the community than one locked behind a paywall, ACM appears to value its revenue streams over the good of the community it supposedly exists to serve.

ACM: “…essentially everything ACM publishes is freely available somewhere on the Web… In our community, as in others, voluntary posting is working.”

This is demonstrably false.  Almost every graphics conference has papers which are not openly available.  Many computing fields are even worse off.

Most infuriatingly, ACM presents a false balance between its own needs and the needs of the computing community:

ACM: “…there is a fundamental balance or compromise in how ACM and the community have approached this issue – a balance that serves both… We think it is imperative that any federally mandated open access policy maintain a similar balance… There is an approach to open access that allows the community immediate access to research results but also allows scholarly publishers like ACM to sustain their publishing programs. It is all about balance.”

What nonsense is this?  The ACM has no legitimate needs or interests other than those of its members!  How would U.S. voters react to a Senator claiming that a given piece of legislation (say, one reducing restrictions on campaign financing) “strikes a fundamental balance between the needs of the Senate and those of the United States of America”?  ACM has lost its way, profoundly and tragically.

As much as Mr. Rous would like to think otherwise, ACM’s publishing program is not an end in itself, but a means to an end.  ACM arguing that an open repository of papers would be harmful because it “undermines the unique value” of ACM’s closed repository is like the Salvation Army arguing that a food stamp program is harmful because it “undermines the unique value” of their soup kitchens.

If you are an ACM member, these statements were made in your name.  Regardless of membership, if you care at all about access to research publications please make your opinion known.  Read the OSTP blog post carefully, and post a polite, well-reasoned argument in the comments.  Note that first you need to register and log in – the DigitalKoans blog has the details:

Note: To post comments on the OSTP Blog, you must register and login. There are registration and login links on the sidebar of the blog home page at the bottom right (these links are not on individual blog postings).

Hurry!  The deadline for Phase I comments (which include the ACM comment) is December 20th, though you can make your opinion known in the other phases as well.

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Well, not just from the ACM, but also from people involved in the Ke-Sen Huang and ACM Publications situation.

  • ACM SIGGRAPH membership also gives you access to just about all computer graphics papers in the ACM Digital Library. This I knew already, but found that others haven’t realized it. Any conference sponsored by SIGGRAPH is available, from what I can tell, e.g. I3D. I noticed a few weeks ago that the SIGGRAPH 2009  Posters were not accessible to me through this benefit; the ACM fixed this problem when I reported it.
  • Deep linking, where one site links directly to content on another site, is not illegal. The EFF notes that deep linking has not yet been found to be illegal by the courts. However, linking to sites providing infringing (illegal) copies of a work for download is contributory infringement.
  • “Sweat of the brow” compilations, such as the white pages of phone books, are not copyright. There is no original expression involved, so the Supreme Court ruled such are not protected. Paula Samuelson’s article in the Communications of the ACM (Google Scholar hits here) is a fascinating overview. Titles are not copyright. Elements such as the order in a Table of Contents are in a gray area, from what I can see. The ordering and grouping of the articles into sessions may be copyright protected – the courts have not ruled, as far as I know. Changing that order on an external web page would then not be copyright, since it would be a different “original” expression. Alphabetized or numerical ordering is not copyright protected.
  • You do not need to enforce your copyright to maintain it, unlike a trademark. You can ignore an infringement and not lose your rights. So the argument that a copyright must be protected now in order to preserve it in the future is incorrect.

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We have mentioned Ke-Sen Huang’s awesome paper preprint link pages in many previous posts – they’re the best graphics resource on the web by a long shot.

Early last week, many people (including myself) were shocked to see most of the pages replaced by the following:

REMOVED – This page has been removed at the request of the ACM Publications Board

This resulted in an outpouring of anger as well as support for Ke-Sen.  Many people in the community contacted the ACM Publications Board to try to convince them to change their position.

Fortunately, the story has a happy ending.  Today, Ke-Sen received the following email:

Dear Ke-Sen,

As you are aware, the computer graphics community has expressed dismay and concern about the removal of your web pages. ACM wants to make it possible for you to continue this service that the community clearly values very highly. By this message ACM grants permission for you to repost the pages, with the addition of links to the authoritative versions of the papers in the ACM Digital Library. The author’s home page links may also be included, but should not be links directly to the author’s version of the paper. Please post on the site that the information is being provided with the permission of the ACM. This is the solution you proposed earlier, and it is clear from the community’s comments that it is the right thing to do.

As you know, the concern about your pages was ACM copyright policy with regard to links. As a result of the community discussion, ACM will institute a formal review of this portion of its copyright policy.

Please contact us with any concerns or questions.

Sincerely,

Patricia Ryan
ACM Chief Operating Officer

ACM also offered to help with the work of adding the Digital Library links.  So nothing will be removed from Ke-Sen’s pages, and additional useful links will be added.

It will take a little while until the pages are back up, but they will be better than ever.  In the meantime, you can go to the Way Back Machine and find his pages from 2007 and earlier.

The graphics community has engaged with the ACM in a much more active manner than usual, which is a good thing.  We need to remember that it is our organization, and it is only as good as we make it.  So consider volunteering for conferences, paying more attention to ACM elections, etc. – I know I will.

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Old graphics papers don’t get enough respect nowadays; for example, Porter and Duff’s original paper is still the best place to get a good understanding of alpha blending (which too many people get wrong nowadays). There are many more gems to be found in papers from the 70s and 80s.  A while ago, I pointed out Pixar’s online paper library, which includes a lot of “golden oldies” (as well as good new stuff).  I just saw this great list of old papers on the codersnotes blog. I heartily concur with Kayamon’s assessment of the value of an ACM digital library subscription, though I wish ACM would find a way to go the Open Access route.  It’s not just a matter of expense; the registration wall adds a huge amount of friction to the process of finding information.

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